TAOCP 6.4 Exercise 53

The error in the proposed solution occurs at the change of variables and the resulting failure to preserve the structure needed for an incomplete gamma representation.

Section 6.4: Hashing

Exercise 53. [HM20] [HM20] Prove that the function R(a,n) can be expressed in terms of the incomplete gamma function, and use the result of exercise 1.2.11.3, 9 to find the asymptotic value of R(a,n) to O(n~?) as n > 00, for fixed a <1.

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The error in the proposed solution occurs at the change of variables and the resulting failure to preserve the structure needed for an incomplete gamma representation. We restart from the correct integral representation and derive everything cleanly.

1. Correct starting representation

From Exercise 52 (and the definition used in Exercise 51), we have

$$ R(a,n)=a^{n+1}\int_{0}^{\infty} e^{-t}(1+at)^n,dt. $$

2. Transformation to incomplete gamma form

Let

$$ x = 1+at. $$

Then

$$ t=\frac{x-1}{a}, \quad dt=\frac{dx}{a}, \quad t=0 \Rightarrow x=1. $$

Substituting,

$$ R(a,n)=a^{n+1}\int_{1}^{\infty} e^{-(x-1)/a} x^n \frac{dx}{a}. $$

Hence

$$ R(a,n)=a^n e^{1/a}\int_{1}^{\infty} x^n e^{-x/a},dx. $$

Now scale to match the incomplete gamma function. Let

$$ u=\frac{x}{a}, \quad x=au, \quad dx=a,du. $$

Then the lower limit becomes $u=1/a$, and

$$ R(a,n)=a^n e^{1/a}\int_{1/a}^{\infty} (au)^n e^{-u} a,du. $$

Collecting powers of $a$,

$$ R(a,n)=a^{2n+1} e^{1/a}\int_{1/a}^{\infty} u^n e^{-u},du. $$

Using the incomplete gamma function

$$ \Gamma(n+1,x)=\int_x^{\infty} t^n e^{-t},dt, $$

we obtain the exact representation

$$ R(a,n)=a^{2n+1} e^{1/a},\Gamma(n+1,1/a). $$

3. Asymptotics of $\Gamma(n+1,1/a)$ for fixed $a<1$

Since $a<1$, the cutoff point $1/a$ is fixed while the saddle point of $t^n e^{-t}$ occurs at $t=n$. Hence

$$ \frac{1}{a} \ll n \quad (n\to\infty), $$

so the incomplete part

$$ \gamma(n+1,1/a)=\int_0^{1/a} t^n e^{-t},dt $$

is exponentially small in $n$. By Exercise 1.2.11.3–9,

$$ \gamma(n+1,1/a)=O(e^{-cn}) $$

for some $c>0$, hence

$$ \Gamma(n+1,1/a)=\Gamma(n+1)\left(1+O(e^{-cn})\right). $$

Thus,

$$ R(a,n)=a^{2n+1} e^{1/a}\Gamma(n+1)\left(1+O(e^{-cn})\right). $$

4. Apply Stirling’s formula

Using Stirling’s approximation,

$$ \Gamma(n+1)=n!\sim \sqrt{2\pi n}\left(\frac{n}{e}\right)^n, $$

we obtain

$$ R(a,n)\sim a^{2n+1} e^{1/a}\sqrt{2\pi n}\left(\frac{n}{e}\right)^n. $$

5. Final asymptotic form

Rewriting,

$$ R(a,n)\sim e^{1/a}\sqrt{2\pi n}, a^{2n+1}\left(\frac{n}{e}\right)^n. $$

Equivalently,

$$ R(a,n)\sim e^{1/a},a,\sqrt{2\pi n}\left(\frac{a^2 n}{e}\right)^n. $$

The relative error is exponentially small in $n$, hence much stronger than any algebraic $O(n^{-k})$ term.

Final result

Exact form:

$$ R(a,n)=a^{2n+1} e^{1/a},\Gamma(n+1,1/a). $$

Asymptotic form for fixed $a<1$:

$$ R(a,n)\sim e^{1/a},a,\sqrt{2\pi n}\left(\frac{a^2 n}{e}\right)^n, \quad n\to\infty. $$

This completes the corrected derivation.